Key Skills

Job Description

Role Overview As a Senior Compliance Officer, you will play a key role in ensuring SFI Markets meets its regulatory obligations while supporting the firm's continued growth. Working closely with senior stakeholders across the business, you will monitor regulatory developments, translate them into practical policies and procedures, and act as a trusted advisor on compliance matters. Your primary responsibilities will focus on maintaining SFI’s CDD framework up-to-date with any new rules and regulations as well as management and guidance to a team of three KYC Analysts, and the broader focus of the role extends to monitoring and maintaining SFI’s compliance with any applicable financial regulations. While previous management experience is not required, this role is ideal for a senior compliance professional looking to take the next step into a leadership position. This is an excellent opportunity for an experienced professional who enjoys combining regulatory expertise with stakeholder management in a fast-paced and entrepreneurial environment. Key Responsibilities Regulatory Compliance: Act as the second line of defense for AML/CDD and broader compliance matters. Team Leadership: Oversee, support, and develop a team of three KYC Analysts. Regulatory Monitoring: Monitor developments across MiFID II, MiFIR, Wft, GDPR, DORA, AML, and anti-bribery regulations. Policy Development: Translate regulatory changes into internal policies, procedures, and controls and ensure internal monitoring. Reporting & Regulatory Liaison: Prepare compliance reports and respond to inquiries from regulators including AFM, DNB, and ESMA. Business Partnering: Advise Front Office, Trading, and other stakeholders on compliance-related matters. Training & Awareness: Deliver training and promote a strong compliance culture across the business. Project Work: Support audits, regulatory reviews, and strategic compliance initiatives. What You'll Bring Experience: 5+ years of compliance experience within a regulated financial institution. Education: Bachelor's or Master's degree in Law, Political Science, Business Administration, or a related field. Regulatory Knowledge: Strong understanding of AML/CDD, MiFID II, MiFIR, Wft, GDPR, and DORA. Leadership Potential: An interest in coaching and developing others while taking on greater responsibility. Communication Skills: Strong analytical, communication, and stakeholder management skills. Languages: Fluency in English, Dutch is a plus. Location: Based in Amsterdam or willing to commute. A 32-hour work week can be considered. Our Values at SFI Markets Ownership Mentality We take responsibility for our work and its impact, acting with accountability and intent. Proactive We anticipate what's next, move quickly, and stay ahead in a fast-moving market. Professional We operate with integrity, reliability, and high standards in every interaction. Teamwork We succeed together through collaboration, open communication, and mutual support. Why Join SFI Markets? This is a unique opportunity to take on a senior compliance role within a growing and entrepreneurial financial institution. You will work closely with senior stakeholders, help shape the firm's compliance framework, and gain leadership experience while guiding a small team. At SFI Markets, you will be encouraged to take ownership, broaden your impact, and further develop your career in an environment where initiative and expertise are highly valued. If you're ready for the next step in your compliance career, we'd love to hear from you.

Core Responsibilities

Oversee AML/CDD and broader compliance as a second-line function, including monitoring regulatory developments and translating them into policies, procedures, and controls. Guide a team of three KYC Analysts, advise business stakeholders, prepare regulatory reports, deliver training, and support audits and regulatory reviews.

Requirements

Requires at least five years of compliance experience in a regulated financial institution and a bachelor's or master's degree in a relevant field. Candidates should have strong knowledge of AML/CDD and applicable financial regulations, with analytical, communication, and stakeholder-management skills; Dutch is a plus.