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Compliance Officer

Etpa

Amsterdam
Full-time
5-10 years experience
On-site

Key Skills

Compliance framework development
Regulatory reporting
Market rulebook management
Conflict of interest management
Data governance
Data protection
Legal advisory
Contract drafting
Risk investigation
Stakeholder management
Corporate governance
Regulatory liaison
Policy development
Audit support
Training delivery

Job Description

Etpa is a designated European Power Exchange for the short-term electricity market. Our state-of-the-art platform is a key enabler for the transition to renewable energy. We provide access to spot-trading to many new players in the market, including energy traders, battery optimizers, asset owners and utilities. We outperform our competitors in terms of speed, cash management, scalability, cost and IT connectivity. Our current portfolio of exchanges includes Intraday (XBID), Congestion management (GOPACS) and day after trading (Ex-Post), with day-ahead trading launching later this year. We hold the NEMO license to operate a regulated power exchange and share order books with other European exchanges. We are heavily investing in the expansion of our geography and product suite, with the ambition to become the leading energy exchange in Europe. About the role We are looking for our first dedicated Compliance Officer. You report directly to the CEO, with a direct escalation route to our Supervisory Board and to the regulator. Our governance and control framework has been designed and reviewed. What it needs now is someone to put it into practice: the registers, the access decisions, the periodic checks, the evidence behind them and the reporting that follows. It is a role for someone who wants to see the whole picture of how a regulated market operates, and who would rather build that picture than inherit it. Your responsibilities: Compliance and regulatory Own and develop our compliance framework: policies, procedures, market rulebook and code of conduct. Act as our main contact for regulators and competent authorities, covering license matters, audits, inspections and regulatory reporting, and translate new regulatory developments affecting NEMOs and power trading venues into internal requirements. Maintain the compliance monitoring plan and the conflict of interest register, and report findings and remediation to the CEO and the Supervisory Board. Safeguard non-discriminatory treatment of our market participants, including the annual review confirming that everyone receives equal commercial and technical terms. Establish and administer the Exchange Council, our market participant body, and record its input on material changes to trading rules and systems. Design and deliver compliance training, and set the due diligence standard for participant onboarding. Information handling and data Own how confidential, market-sensitive and participant-specific information is protected, and make sure the controls around it work in practice. Decide who is admitted to sensitive information and on what terms, and keep that picture accurate as people, contracts and systems change. Own our data governance and data protection framework, including how data is classified, what can be released, and how it is retained and shared. Own the register of suspected breaches, lead investigations through to closure, and support external audits and independent assurance on our controls, information security and data handling. Legal Advise the business on legal questions arising from new products, new markets and commercial arrangements. Draft and review participant agreements, vendor contracts, NDAs and other commercial documentation. Coordinate with external counsel where specialist input is needed, and support corporate governance and Board documentation. About you 7+ years in compliance, regulatory affairs, legal or assurance within a regulated environment. Consultancy, a law firm, financial services, market infrastructure or a regulator. You know what it takes to run a control framework yourself and can make one actually operate rather than only exist on paper. You are comfortable with registers, evidence and documentation, and with testing whether something is genuinely being followed. A legal background, or the confidence to handle commercial and corporate questions with external counsel behind you. The judgment to tell the difference between a rule being broken and a situation that merely looks unusual. Willingness to tell the business no, and the skill to keep the relationship afterwards. You are comfortable making calls on your own judgment as a one-person function, and know when a question needs external expertise. Clear writing. Much of what you produce is something a regulator or a Board will rely on. Fluency in English, ability to work from our Amsterdam office, and a valid work permit for the European Union. Nice to have Experience at a trading venue, exchange, broker, energy company or regulator. Experience setting up a compliance function rather than running an established one. Knowledge of data protection, data classification or information security in a regulated setting. Familiarity with a market abuse framework such as REMIT or the Market Abuse Regulation (MAR). What we offer Competitive salary and benefits. An independent role reporting directly to the CEO, with direct access to our Supervisory Board, whose consent is required for your appointment. Space to build. You decide how this works in practice rather than inheriting someone else’s system. A close-knit and international team across Amsterdam, Valletta and Novi Sad, with regular company events. High responsibility and visibility within a growing energy-tech scale-up. The chance to contribute directly to the European energy transition.

Core Responsibilities

The Compliance Officer will own and develop the company's compliance framework, including policies, procedures, and market rulebooks. They will act as the primary contact for regulators, manage data governance, and provide legal advice on commercial arrangements and new products.

Requirements

Candidates must have 7+ years of experience in compliance, regulatory affairs, or legal roles within a regulated environment. A strong background in handling control frameworks, excellent writing skills, and the ability to work from the Amsterdam office are required.

Benefits

  • Competitive salary
  • International team
  • Company events

About Etpa

Industry: Services for Renewable Energy

Company size: 11-50 employees

Etpa is a Power Exchange enabling flexible, short-term electricity trading to support the energy transition. Through innovative approaches to cash settlement, collateral and physical delivery, we lower barriers to the spot market. Etpa is a Nominated Electricity Market Operator (NEMO) in the Netherlands and Germany. We provide an independent trading platform with an open order book for short-term electricity trading. Participants with a capacity of 0.1MW or more can optimize their energy portfolios, gaining access to a variety of markets. Etpa offers three trading products: Intraday XBID NL & DE – A 24/7 continuous wholesale market with shared liquidity between NEMOs (Austria and Belgium coming soon). GOPACS redispatch – A congestion management tool for local grid balancing in the Netherlands. Ex-Post – A financial settlement market to reduce certain imbalance costs in the Netherlands. Participants can choose to trade these products either directly or through a third party on our platform. Etpa's diverse group of participants spans industries, ranging from horticulture to waste disposal, and from aluminum smelters to energy companies. Interested in participating or learning more? Get in touch with us to explore how Etpa can support your energy strategy.

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